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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-21
  • FL RA
    APPROVED
    Since 2026-01-21

Branch Locations

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Charleston SC 05/2025 09/2025
College Of Charleston Charleston SC 08/2024 05/2025
Bettys Seafood Shack Margate City NJ 06/2024 08/2024
Morgan Stanley Northfield NJ 07/2024 08/2024
82 Queen Hospitality Charleston SC 01/2023 01/2024
Maya Chia Charleston SC 09/2023 12/2023
Farm Stand On 14Th Ocean City NJ 06/2022 08/2023
Margate Recreation Margate City NJ 06/2018 08/2022
Unemployment Bedminster NJ 10/2003 06/2018
Unemployed Charleston SC 02/2024 05/2024
Ubs Financial Services Inc Winter Park FL 10/2025 Present
  • 05/2025 → 09/2025
    Wells Fargo Advisors Financial Network, Llc
    Charleston, SC
  • 08/2024 → 05/2025
    College Of Charleston
    Charleston, SC
  • 06/2024 → 08/2024
    Bettys Seafood Shack
    Margate City, NJ
  • 07/2024 → 08/2024
    Morgan Stanley
    Northfield, NJ
  • 01/2023 → 01/2024
    82 Queen Hospitality
    Charleston, SC
  • 09/2023 → 12/2023
    Maya Chia
    Charleston, SC
  • 06/2022 → 08/2023
    Farm Stand On 14Th
    Ocean City, NJ
  • 06/2018 → 08/2022
    Margate Recreation
    Margate City, NJ
  • 10/2003 → 06/2018
    Unemployment
    Bedminster, NJ
  • 02/2024 → 05/2024
    Unemployed
    Charleston, SC
  • 10/2025 → Present
    Winter Park, FL
Other Businesses

Approved by UBS, doordash / ubereats, 1 hour a month at max. Not investment related, been doing it since 2022. 0 hours during trading hours. Food delivery service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
  • S66 Uniform Combined State Law Examination
    2026-01-16
Other Names
  • Birdie Stewart
  • Elizabeth Birdie Stewart

View on SEC IAPD

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