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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-18
  • IN RA
    APPROVED
    Since 2026-02-18

Branch Locations

9265 Counselors Row Suite 120, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Plainfield IN 06/2014 05/2020
Pools Of Fun Plainfield IN 05/2020 08/2020
Full Time Education Bloomington IN 08/2020 05/2021
Mosquito Joe Plainfield IN 05/2021 08/2021
Full Time Education Bloomington IN 08/2021 05/2022
Mosquito Joe Plainfield IN 05/2022 08/2022
Full Time Education Bloomington IN 08/2022 05/2023
Armanino Chicago IL 05/2023 08/2023
Full Time Education Blomington IN 08/2023 05/2024
Harba Solutions Fishers IN 06/2024 06/2024
Charles Schwab & Co., Inc. Indianapolis IN 07/2024 04/2025
Artistry Wealth, Llc Indianapolis IN 05/2025 01/2026
Cetera Advisors Llc St Cloud MN 06/2025 Present
Artistic Strategies Indianapolis IN 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 06/2014 → 05/2020
    Full Time Education
    Plainfield, IN
  • 05/2020 → 08/2020
    Pools Of Fun
    Plainfield, IN
  • 08/2020 → 05/2021
    Full Time Education
    Bloomington, IN
  • 05/2021 → 08/2021
    Mosquito Joe
    Plainfield, IN
  • 08/2021 → 05/2022
    Full Time Education
    Bloomington, IN
  • 05/2022 → 08/2022
    Mosquito Joe
    Plainfield, IN
  • 08/2022 → 05/2023
    Full Time Education
    Bloomington, IN
  • 05/2023 → 08/2023
    Armanino
    Chicago, IL
  • 08/2023 → 05/2024
    Full Time Education
    Blomington, IN
  • 06/2024 → 06/2024
    Harba Solutions
    Fishers, IN
  • 07/2024 → 04/2025
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 05/2025 → 01/2026
    Artistry Wealth, Llc
    Indianapolis, IN
  • 06/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 02/2026 → Present
    Artistic Strategies
    Indianapolis, IN
  • 02/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ARTISTIC STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
S63 Uniform Securities Agent State Law Examination 2024-11-26
  • S66 Uniform Combined State Law Examination
    2025-12-30
  • S63 Uniform Securities Agent State Law Examination
    2024-11-26

View on SEC IAPD

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