Steven Eric Roberts

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-07
CA	RA	APPROVED	2025-01-15

TX RA
APPROVED

Since 2025-02-07
CA RA
APPROVED

Since 2025-01-15

Branch Locations

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Burbank	CA	07/2024	Present
Linquest	El Segundo	CA	12/2022	07/2024
Astra Space Operations Inc.	Alameda	CA	10/2022	11/2022
Northrop Grumman	Redondo Beach	CA	04/2021	10/2022
Raytheon	El Segundo	CA	01/2019	04/2021
Unemployed	Cooper City	FL	08/2018	01/2019
Full-Time Education	Gainesville	FL	06/2012	08/2018

07/2024 → Present

Wells Fargo Advisors Financial Network, Llc

Burbank, CA
12/2022 → 07/2024

Linquest

El Segundo, CA
10/2022 → 11/2022

Astra Space Operations Inc.

Alameda, CA
04/2021 → 10/2022

Northrop Grumman

Redondo Beach, CA
01/2019 → 04/2021

Raytheon

El Segundo, CA
08/2018 → 01/2019

Unemployed

Cooper City, FL
06/2012 → 08/2018

Full-Time Education

Gainesville, FL

Other Businesses

Name of Business: Roberts Private Wealth Management of CA, LLC Investment-Related: Yes Address: 2721 2nd St. Apt. 107, Santa Monica, CA, 90405 Nature of Business: Facilitate payments from my FINET practice My Position: President Title: President Start Date: 4/22/24 Approximate # of Hours/Month: 5 Hours During Securities Trading Hours: 0 Duties: CEO, President, Owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-14

S66 Uniform Combined State Law Examination

2025-01-14

Other Names

Steven Roberts

View on SEC IAPD