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Employer firm

Midwestern Securities Trading Company, LLC CRD 101080

$1.98B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES

From the firm’s Form ADV. Read the guides:

Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-18
  • IL RA
    APPROVED
    Since 2025-02-18

Branch Locations

100 E College Ave, Greenville, IL 62246 • United States

692 N 4Th St, Breese, IL 62230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Breese IL 06/2020 06/2024
Foppe Inc Breese IL 06/2012 06/2021
Bradford National Bank Greenville IL 06/2024 Present
Midwestern Securities Trading Company Llc East Peoria IL 06/2024 01/2025
  • 06/2020 → 06/2024
    Knights Of Columbus
    Breese, IL
  • 06/2012 → 06/2021
    Foppe Inc
    Breese, IL
  • 06/2024 → Present
    Bradford National Bank
    Greenville, IL
  • 06/2024 → 01/2025
    East Peoria, IL
Other Businesses

Bradford National Bank, 692 N 4th St, Breese, IL 62230. Financial Advisor, started 06/2024. Investment Related, 40 Hours/Week both during and outside market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-16
  • S66 Uniform Combined State Law Examination
    2025-01-16

View on SEC IAPD

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