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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-20 |
Branch Locations
550 S Tryon St 44Th Fl [N1/N9-Rbo], Charlotte, NC 28202 • United States
9808 Rea Rd, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of North Carolina At Charlotte | Charlotte | NC | 06/2023 | 05/2024 |
| Xavier University | Cincinnati | OH | 06/2022 | 05/2023 |
| St. Amant High School | St. Amant | LA | 08/2014 | 06/2018 |
| University Of Louisiana Monroe | Monroe | LA | 08/2018 | 05/2022 |
| Ubs | Charlotte | NC | 07/2024 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2025 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 11/2025 | Present |
| Merrill Lynch | Charlotte | NC | 10/2025 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-14 |
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