Susan Claire Walter

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-12-23

PA RA
APPROVED

Since 2024-12-23

Branch Locations

Jenkintown, PA • United States

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Radnor	PA	12/2023	Present
Mml Investors Services, Llc	Radnor	PA	08/2024	Present
Soupsisters, Inc	Winfield	IL	09/2014	05/2018
Self	Owensboro	KY	09/2014	12/2023

12/2023 → Present

Massmutual Life Insurance Co

Radnor, PA
08/2024 → Present

Mml Investors Services, Llc

Radnor, PA
09/2014 → 05/2018

Soupsisters, Inc

Winfield, IL
09/2014 → 12/2023

Self

Owensboro, KY

Other Businesses

NAME: SUSAN WALTER INV REL: N ADD: RESIDENTIAL NATURE: TRUSTEE POSITION: TRUSTEE START DATE: 07/15/2016 No. HR/MO: No. .5 HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: SPECIAL NEEDS TRUST (2) NAME: SUSAN WALTER INV REL: Y ADD: HIGHLAND CAPTIAL BROKERAGE, 2002 RENAISSANCE BLVD #220, KING OF PRUSSIA, PA 19406 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/30/2024 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-16

S66 Uniform Combined State Law Examination

2024-12-16

Other Names

Susan Claire Hlavka

View on SEC IAPD