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Shane Adams

Ameriprise Financial Services, LLC

Chicago, IL

Chicago, IL

Schaumburg, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-16
  • IL RA
    APPROVED
    Since 2025-06-16

Branch Locations

Chicago, IL • United States

Chicago, IL • United States

1900 E Golf Rd Ste 1255, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2024 02/2025
Alliance Bernstein Nashville TN 06/2023 08/2023
Ameriprise Financial Services, Llc Schaumburg IL 05/2022 08/2022
Woodman's Food Markets Buffalo Grove IL 06/2020 08/2020
Arlington International Racecourse Arlington Heights IL 06/2019 08/2019
Pool Watch Inc. Arlington Heights IL 06/2018 08/2018
University Of Arizona Tucson AZ 08/2020 05/2024
Buffalo Grove High School Buffalo Grove IL 08/2016 05/2020
Ameriprise Financial Services, Llc Schaumburg IL 03/2025 Present
  • 07/2024 → 02/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2023 → 08/2023
    Alliance Bernstein
    Nashville, TN
  • 05/2022 → 08/2022
    Ameriprise Financial Services, Llc
    Schaumburg, IL
  • 06/2020 → 08/2020
    Woodman's Food Markets
    Buffalo Grove, IL
  • 06/2019 → 08/2019
    Arlington International Racecourse
    Arlington Heights, IL
  • 06/2018 → 08/2018
    Pool Watch Inc.
    Arlington Heights, IL
  • 08/2020 → 05/2024
    University Of Arizona
    Tucson, AZ
  • 08/2016 → 05/2020
    Buffalo Grove High School
    Buffalo Grove, IL
  • 03/2025 → Present
    Ameriprise Financial Services, Llc
    Schaumburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-12
S63 Uniform Securities Agent State Law Examination 2024-09-27
  • S65 Uniform Investment Adviser Law Examination
    2025-06-12
  • S63 Uniform Securities Agent State Law Examination
    2024-09-27
Other Names
  • Shane A Adams
  • Shane Adams
  • Shane Anthony Adams

View on SEC IAPD

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