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Robert Nash Babcock

LPl Enterprise, LLC

Vienna, VA

North Bethesda, MD

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-29
VA RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2025-01-29
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

909 Rose Avenue Suite 650, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Vienna VA 07/2024 Present
Elon University Elon NC 02/2020 06/2024
Elon University Elon University NC 08/2020 07/2024
Joel Barlow High School Redding CT 08/2016 08/2020
Marsh Mclennan Insurance Greensboro NC 06/2023 09/2023
The Prudential Insurance Company Of America Vienna VA 09/2024 Present
Lpl Enterprise, Llc Vienna VA 11/2024 Present
  • 07/2024 → Present
    Pruco Securities Llc
    Vienna, VA
  • 02/2020 → 06/2024
    Elon University
    Elon, NC
  • 08/2020 → 07/2024
    Elon University
    Elon University, NC
  • 08/2016 → 08/2020
    Joel Barlow High School
    Redding, CT
  • 06/2023 → 09/2023
    Marsh Mclennan Insurance
    Greensboro, NC
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Vienna, VA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Vienna, VA
Previous Registrations
Other Businesses

1. 05/12/2025 - MainBridge Wealth - DBA for LPL Business (entity for LPL business) - Vienna, VA - INV REL - Start Date 05/07/2025 - 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-09
  • S66 Uniform Combined State Law Examination
    2024-09-09
Other Names
  • Robert Babcock

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
CAPITOL PRIVATE WEALTH GROUP LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
RETIREMENT RESEARCHER, LLC
MCLEAN ASSET MANAGEMENT CORP.
KIRK CAPITAL ADVISORS LLC
ATEGRA CAPITAL MANAGEMENT, LLC

Other Investors

MARY ELIZABETH ELLISON
ROBERT BURTON LANK
AMIR EYAL
DANIEL JOHN WARD
Hunter John Leed
BENJAMIN PRUITT MELTON
PETER REISNER SHARPE
STEPHEN FRANKLIN STEWART

Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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