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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-01 |
| TX | RA | APPROVED | 2025-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2024 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2024 | Present |
| Elk Grove Unified School District | Elk Grove | CA | 05/2023 | Present |
| Saginaw Valley State University | Saginaw | MI | 08/2018 | 05/2022 |
| Cosumnes Oaks High School | Elk Grove | CA | 08/2014 | 05/2018 |
| None | Elk Grove | CA | 05/2022 | 05/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2025 | Present |
1) ELK GROVE UNIFIED SCHOOL DISTRICT, 9050 VICINO DR ELK GROVE CA, 05/2023, COACH, YOUTH SPORTS, NIR, 50 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, START DATE 07/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 3) 3D FINANCIAL SERVICES, 5089 Oak Mello Ct., Elk Grove CA 95758, United States, 12/09/2022, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-09 |
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