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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-23 |
| CA | RA | APPROVED | 2018-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 04/2013 | Present |
| Bank Of America, N.A. | Sacramento | CA | 04/2013 | Present |
I*501017 , Entity Type, Name of OBA: N/A Address:Fremont, California, 94555 Investment Related: NO Position, Title, Association: Co-owner with other family members Employee Start Date: 01-Jan-2015 No Hours: 16 YEARLY No Hours during trading:0 Duties:N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
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