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Lauren Fink

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-20
NC RA APPROVED 2025-01-13
  • TX RA
    APPROVED
    Since 2026-05-20
  • NC RA
    APPROVED
    Since 2025-01-13

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digijaks Group Sheridan WY 05/2023 07/2024
Clemson University Clemson SC 08/2021 08/2023
Ubs Financial Services Inc Charlotte NC 07/2024 Present
Nyxus Incorporated Bloomington IL 06/2021 08/2021
Clemson University Clemson SC 08/2018 06/2021
Sacred Heart Academy West Hempstead NY 09/2014 08/2018
  • 05/2023 → 07/2024
    Digijaks Group
    Sheridan, WY
  • 08/2021 → 08/2023
    Clemson University
    Clemson, SC
  • 07/2024 → Present
    Ubs Financial Services Inc
    Charlotte, NC
  • 06/2021 → 08/2021
    Nyxus Incorporated
    Bloomington, IL
  • 08/2018 → 06/2021
    Clemson University
    Clemson, SC
  • 09/2014 → 08/2018
    Sacred Heart Academy
    West Hempstead, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13

View on SEC IAPD

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