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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-12-10 |
| AZ | RA | APPROVED | 2024-11-25 |
Branch Locations
Scottsdale, AZ • United States
1230 W Washington St Ste 508, Tempe, AZ 85288 • United States
200 Berkeley St., Boston, MA 02116-5022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 07/2024 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 07/2024 | Present |
| Sea World San Diego | San Diego | CA | 05/2021 | 08/2021 |
| Sesame Place San Diego | San Diego | CA | 05/2022 | 08/2022 |
| Arizona State University Gold Guide New Student Programs | Tempe | AZ | 01/2022 | 08/2023 |
| Mufg, Mitsubishi Ufj Financial | Tempe | AZ | 06/2023 | 05/2024 |
| Arizona State University | Tempe | AZ | 08/2020 | 05/2024 |
| Mater Dei Catholic High School | Chula Vista | CA | 08/2016 | 05/2020 |
| Arizona State University Hispanic Business Students Association | Tempe | AZ | 12/2023 | 05/2024 |
a.OBA Name: Loka Technology LLC b.Investment-related? No c.OBA Address: 8143 E Indianola Ave, Scottsdale, AZ 85251 d.OBA Nature: Lockers/Security e.Position, Title, or Relationship with the OBA: Owner f.OBA Start Date: 02/12/2025 g.Approximate number of hours/month devoted to the OBA: 30 hrs/month h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Owns a security locker company and plans to implement smart lockers into university campuses, starting at ASU. The company outsources smart lockers from a vendor and implements them into universities in order to provide a safe, secure, and efficient way to store items for students.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-20 |
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