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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-12-10
AZ RA APPROVED 2024-11-25
  • MA RA
    APPROVED
    Since 2024-12-10
  • AZ RA
    APPROVED
    Since 2024-11-25

Branch Locations

Scottsdale, AZ • United States

1230 W Washington St Ste 508, Tempe, AZ 85288 • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 07/2024 Present
John Hancock Investment Management Distributors Llc Boston MA 07/2024 Present
Sea World San Diego San Diego CA 05/2021 08/2021
Sesame Place San Diego San Diego CA 05/2022 08/2022
Arizona State University Gold Guide New Student Programs Tempe AZ 01/2022 08/2023
Mufg, Mitsubishi Ufj Financial Tempe AZ 06/2023 05/2024
Arizona State University Tempe AZ 08/2020 05/2024
Mater Dei Catholic High School Chula Vista CA 08/2016 05/2020
Arizona State University Hispanic Business Students Association Tempe AZ 12/2023 05/2024
  • 07/2024 → Present
    John Hancock
    Boston, MA
  • 07/2024 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 05/2021 → 08/2021
    Sea World San Diego
    San Diego, CA
  • 05/2022 → 08/2022
    Sesame Place San Diego
    San Diego, CA
  • 01/2022 → 08/2023
    Arizona State University Gold Guide New Student Programs
    Tempe, AZ
  • 06/2023 → 05/2024
    Mufg, Mitsubishi Ufj Financial
    Tempe, AZ
  • 08/2020 → 05/2024
    Arizona State University
    Tempe, AZ
  • 08/2016 → 05/2020
    Mater Dei Catholic High School
    Chula Vista, CA
  • 12/2023 → 05/2024
    Arizona State University Hispanic Business Students Association
    Tempe, AZ
Other Businesses

a.OBA Name: Loka Technology LLC b.Investment-related? No c.OBA Address: 8143 E Indianola Ave, Scottsdale, AZ 85251 d.OBA Nature: Lockers/Security e.Position, Title, or Relationship with the OBA: Owner f.OBA Start Date: 02/12/2025 g.Approximate number of hours/month devoted to the OBA: 30 hrs/month h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Owns a security locker company and plans to implement smart lockers into university campuses, starting at ASU. The company outsources smart lockers from a vendor and implements them into universities in order to provide a safe, secure, and efficient way to store items for students.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-20
  • S66 Uniform Combined State Law Examination
    2024-11-20

View on SEC IAPD

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