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Margaret Rushing

Rbc Capital Markets, LLC

Richmond, VA

Richmond, VA

CRD 7950494

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
VA RA APPROVED 2026-01-07
  • TX RA
    APPROVED
    Since 2026-01-07
  • VA RA
    APPROVED
    Since 2026-01-07

Branch Locations

Richmond, VA • United States

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Richmond VA 10/2024 Present
New York Life Insurance Company Glenn Allen VA 08/2024 09/2024
Lloyd Agencies Dickson TN 03/2024 08/2024
Unemployed Knoxville TN 12/2023 03/2024
University Of Tennessee Knoxville TN 08/2020 12/2023
Franklin High School Franklin TN 08/2016 08/2020
Back Door Tavern Knoxville TN 05/2023 12/2023
Temple Hills Country Club Franklin TN 05/2021 08/2021
  • 10/2024 → Present
    Rbc Capital Markets, Llc
    Richmond, VA
  • 08/2024 → 09/2024
    New York Life Insurance Company
    Glenn Allen, VA
  • 03/2024 → 08/2024
    Lloyd Agencies
    Dickson, TN
  • 12/2023 → 03/2024
    Unemployed
    Knoxville, TN
  • 08/2020 → 12/2023
    University Of Tennessee
    Knoxville, TN
  • 08/2016 → 08/2020
    Franklin High School
    Franklin, TN
  • 05/2023 → 12/2023
    Back Door Tavern
    Knoxville, TN
  • 05/2021 → 08/2021
    Temple Hills Country Club
    Franklin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-06
  • S66 Uniform Combined State Law Examination
    2025-10-06
Other Names
  • Maggie Rushing

View on SEC IAPD

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