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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-12-11 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gill St. Bernards | Gladstone | NJ | 08/2016 | 05/2019 |
| Loyola University Maryland | Baltimore | MD | 08/2019 | 05/2023 |
| Ramp Health | Blue Bell | PA | 06/2021 | 08/2021 |
| Molson Coors Beverage Company | Iselin | NJ | 06/2022 | 08/2022 |
| Waterlily | Bay Head | NJ | 06/2023 | 08/2023 |
| Kangaroo Kids Child Care Learning Center | Branchburg | NJ | 06/2018 | 08/2018 |
| Kangaroo Kids Child Care Learning Center | Branchburg | NJ | 06/2019 | 08/2019 |
| Ubs Financial Services Inc. | Weehawken | NJ | 07/2024 | Present |
| Loyola University Maryland | Baltimore | MD | 08/2023 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-10 |
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