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Dylan Matthew Moore

Cetera Investment Advisers LLC

Sandy, UT

CRD 7949819

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-09-05
  • UT RA
    APPROVED
    Since 2024-09-05

Branch Locations

9815 South Monroe St Suite 550, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lone Oak Country Club Nicholasville KY 05/2018 09/2018
Doordash Nicholasville KY 10/2021 01/2022
Outback Steakhouse Richmond KY 02/2022 07/2024
East Jessamine High School Nicholasville KY 08/2016 05/2020
Eastern Kentucky University Richmond KY 08/2020 05/2024
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 05/2018 → 09/2018
    Lone Oak Country Club
    Nicholasville, KY
  • 10/2021 → 01/2022
    Doordash
    Nicholasville, KY
  • 02/2022 → 07/2024
    Outback Steakhouse
    Richmond, KY
  • 08/2016 → 05/2020
    East Jessamine High School
    Nicholasville, KY
  • 08/2020 → 05/2024
    Eastern Kentucky University
    Richmond, KY
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: OUTBACK STEAKHOUSE; INVESTMENT RELATED: NO; ADDRESS: 400 HIGH LAND PARK DR, RICHMOND, KT 40475; NATURE OF BUSINESS: FOOD SERVICE INDUSTRY; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: BARTENDER; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: SERVE CUSTOMERS; 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: July 2024 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05
Other Names
  • Dylan Moore

View on SEC IAPD

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