Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-09-05 |
Branch Locations
9815 South Monroe St Suite 550, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lone Oak Country Club | Nicholasville | KY | 05/2018 | 09/2018 |
| Doordash | Nicholasville | KY | 10/2021 | 01/2022 |
| Outback Steakhouse | Richmond | KY | 02/2022 | 07/2024 |
| East Jessamine High School | Nicholasville | KY | 08/2016 | 05/2020 |
| Eastern Kentucky University | Richmond | KY | 08/2020 | 05/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2024 | Present |
1. NAME OF OTHER BUSINESS: OUTBACK STEAKHOUSE; INVESTMENT RELATED: NO; ADDRESS: 400 HIGH LAND PARK DR, RICHMOND, KT 40475; NATURE OF BUSINESS: FOOD SERVICE INDUSTRY; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: BARTENDER; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: SERVE CUSTOMERS; 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: July 2024 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-05 |
Reach out to this advisor