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David Leo Dubois

Strategic Advisers LLC

Boston, MA

Smithfield, RI

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-11-26
RI RA APPROVED 2025-11-25
TX RA APPROVED 2025-11-25
  • MA RA
    APPROVED
    Since 2025-11-26
  • RI RA
    APPROVED
    Since 2025-11-25
  • TX RA
    APPROVED
    Since 2025-11-25

Branch Locations

Boston, MA • United States

900 Salem Street, Smithfield, RI 02917-1243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Norfolk MA 06/2014 05/2017
Unemployed Amherst MA 05/2024 06/2024
Unemployed Amherst MA 08/2021 09/2021
Umass Amherst Amherst MA 01/2024 05/2024
Unemployed Amherst MA 04/2020 09/2020
College Hunks Norfolk MA 05/2022 08/2022
Alku Amherst MA 09/2022 05/2023
Medfield Public Schools Medfield MA 12/2023 01/2024
Norfolk Softball Norfolk MA 05/2017 08/2018
Fidelity Investments Smithfield RI 06/2024 Present
Umass Amherst Amherst MA 09/2023 12/2023
Unemployed Quincy MA 05/2023 06/2023
Umass Amherst Amherst MA 01/2022 05/2022
Umass Amherst Amherst MA 09/2020 05/2021
Unemployed Amherst MA 08/2023 09/2023
Umass Amherst Amherst MA 09/2021 12/2021
Unemployed Amherst MA 08/2022 09/2022
Umass Amherst Amherst MA 09/2022 05/2023
Tri Town Landscape Norfolk MA 04/2019 04/2020
Horse N' Carriage Norfolk MA 08/2018 04/2019
Granite Telecommunications Quincy MA 06/2023 08/2023
Collegiate Entrepreneurs Norfolk MA 05/2021 08/2021
Unemployed Amherst MA 12/2021 01/2022
King Philip Regional High School Norfolk MA 09/2016 05/2020
  • 06/2014 → 05/2017
    Unemployed
    Norfolk, MA
  • 05/2024 → 06/2024
    Unemployed
    Amherst, MA
  • 08/2021 → 09/2021
    Unemployed
    Amherst, MA
  • 01/2024 → 05/2024
    Umass Amherst
    Amherst, MA
  • 04/2020 → 09/2020
    Unemployed
    Amherst, MA
  • 05/2022 → 08/2022
    College Hunks
    Norfolk, MA
  • 09/2022 → 05/2023
    Alku
    Amherst, MA
  • 12/2023 → 01/2024
    Medfield Public Schools
    Medfield, MA
  • 05/2017 → 08/2018
    Norfolk Softball
    Norfolk, MA
  • 06/2024 → Present
    Fidelity Investments
    Smithfield, RI
  • 09/2023 → 12/2023
    Umass Amherst
    Amherst, MA
  • 05/2023 → 06/2023
    Unemployed
    Quincy, MA
  • 01/2022 → 05/2022
    Umass Amherst
    Amherst, MA
  • 09/2020 → 05/2021
    Umass Amherst
    Amherst, MA
  • 08/2023 → 09/2023
    Unemployed
    Amherst, MA
  • 09/2021 → 12/2021
    Umass Amherst
    Amherst, MA
  • 08/2022 → 09/2022
    Unemployed
    Amherst, MA
  • 09/2022 → 05/2023
    Umass Amherst
    Amherst, MA
  • 04/2019 → 04/2020
    Tri Town Landscape
    Norfolk, MA
  • 08/2018 → 04/2019
    Horse N' Carriage
    Norfolk, MA
  • 06/2023 → 08/2023
    Granite Telecommunications
    Quincy, MA
  • 05/2021 → 08/2021
    Collegiate Entrepreneurs
    Norfolk, MA
  • 12/2021 → 01/2022
    Unemployed
    Amherst, MA
  • 09/2016 → 05/2020
    King Philip Regional High School
    Norfolk, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
S63 Uniform Securities Agent State Law Examination 2024-10-03
  • S66 Uniform Combined State Law Examination
    2025-11-21
  • S63 Uniform Securities Agent State Law Examination
    2024-10-03
Other Names
  • David L Dubois
  • Dubs
  • Dave Dubois
  • David Dubois

View on SEC IAPD

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