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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| NY | RA | APPROVED | 2025-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services, Inc. | Montpelier | VT | 07/2024 | 09/2025 |
| Saratoga National Golf Club | Saratoga Springs | NY | 05/2022 | 08/2022 |
| Walmart Distribution Center | Johnstown | NY | 06/2021 | 06/2022 |
| Gloversville Water Department | Gloversville | NY | 05/2020 | 08/2020 |
| Siena College | Loudonville | NY | 09/2022 | 08/2024 |
| Oppenheim Ephratah St. Johnsville Central School District | St. Johnsville | NY | 07/2014 | 06/2020 |
| Rochester Institute Of Technology | Rochester | NY | 08/2020 | 12/2022 |
| Thoroughbred Advisors | Latham | NY | 11/2023 | 03/2024 |
| National Life Group | Pittsford | NY | 06/2024 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 09/2025 | Present |
| Bank Of America, N.A. | Albany | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-31 |
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