Best Investors Account Sign in

Samuel Bundy

Ubs Financial Services Inc.

Charlotte, NC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-26
  • NC RA
    APPROVED
    Since 2024-09-26

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 07/2024 Present
Cooke Rentals Cornelius NC 03/2024 07/2024
Regions Financial Cornelius NC 08/2023 03/2024
Legacy Strength Wilmington NC 11/2022 05/2023
Dick'S Sporting Goods Wilmington NC 06/2020 08/2022
Lowe'S Wilmington NC 03/2020 06/2020
School Garner NC 01/2010 03/2020
  • 07/2024 → Present
    Ubs Financial Services Inc.
    Charlotte, NC
  • 03/2024 → 07/2024
    Cooke Rentals
    Cornelius, NC
  • 08/2023 → 03/2024
    Regions Financial
    Cornelius, NC
  • 11/2022 → 05/2023
    Legacy Strength
    Wilmington, NC
  • 06/2020 → 08/2022
    Dick'S Sporting Goods
    Wilmington, NC
  • 03/2020 → 06/2020
    Lowe'S
    Wilmington, NC
  • 01/2010 → 03/2020
    School
    Garner, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-26
  • S66 Uniform Combined State Law Examination
    2024-09-26

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor