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Jean Marie Mathieu

Legacy Financial Solutions, Inc.

Manchester, NH

CRD 3223733

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Employer firm

Legacy Financial Solutions, Inc. CRD 114932

$7.30M regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Legacy Financial Solutions, Inc.

1361 Elm Street Suite 100, Manchester, NH 03101 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2005-10-12
  • NH RA
    APPROVED
    Since 2005-10-12

Branch Locations

1361 Elm Street, #100, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Financial Solutions, Inc. Manchester NH 03/2005 Present
Previous Registrations
  • 2006-01-27 → 2007-07-16
    Legacy Advisory Services, Inc.
    Manchester, NH
Other Businesses

INDEPENDENT INSURANCE AGENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30
Other Names
  • Jean Marie Esslinger

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
EAGLE STRATEGIES LLC

Nearby Investors

DIANE DUSTICK MURPHY
JILL S LOVEREN
JESSE E BURNETT

Nearby Offices

MORGAN STANLEY · Manchester, NH
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Manchester, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH

More in Manchester, NH

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