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Mark A Monbeck

Wells Fargo Clearing Services, LLC

Miamisburg, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-06-24
TX RA APPROVED_RES 2011-06-24
  • OH RA
    APPROVED
    Since 2011-06-24
  • TX RA
    APPROVED_RES
    Since 2011-06-24

Branch Locations

10100 Innovation Dr Ste 100, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Centerville OH 06/2011 11/2016
Wells Fargo Clearing Services, Llc Centerville OH 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2011-07-15
    Morgan Stanley
    Beavercreek, OH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Centerville, OH
  • 2005-06-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Centerville, OH
    Centerville, OH
  • 2002-10-21 → 2005-06-28
    Citigroup Global Markets Inc.
    Dayton, OH
Other Businesses

RENTAL PROPERTY; INV. RELATED; ROGERS, KY; 100% OWNERSHIP; START DATE 7/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-11
S63 Uniform Securities Agent State Law Examination 2001-04-11
  • S65 Uniform Investment Adviser Law Examination
    2002-09-11
  • S63 Uniform Securities Agent State Law Examination
    2001-04-11

View on SEC IAPD

Other Firms

SUMMIT FINANCIAL, LLC
EAGLE STRATEGIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EVERHART ADVISORS
W&S BROKERAGE SERVICES, INC.
FIFTH THIRD SECURITIES, INC.
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JOSEPH SAMUEL ZAIDAIN
LAKSHYA ARORA
JOSEPH CARL FISHER
JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Wesley Gooding

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

More in Miamisburg, OH

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