Michael William Mangino

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-06-13

NV RA
APPROVED

Since 2024-06-13

Branch Locations

Las Vegas, NV • United States

3960 Howard Hughes Parkway 5Th Floor, Las Vegas, NV 89169 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Las Vegas	NV	01/2014	Present
Tiaa-Cref Individual & Institutional Services, Llc	Las Vegas	NV	01/2014	Present

01/2014 → Present

Tiaa

Las Vegas, NV
01/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Las Vegas, NV

Previous Registrations

2013-06-14 → 2014-01-13

Mcm Wealth

Novato, CA
2006-04-24 → 2010-08-27

Wells Fargo Investments, Llc

San Rafael, CA

San Rafael, CA

San Anselmo, CA

San Rafael, CA

Mill Valley, CA
2004-05-20 → 2006-04-26

Banc Of America Investment Services, Inc.

San Francisco, CA

San Francisco, CA
2002-02-13 → 2004-04-15

Morgan Stanley Dw Inc.

San Francisc, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-06-24

S66 Uniform Combined State Law Examination

1999-06-24

Other Names

Michael W Mangino
Michael William Mangino
Michael William Mangino

View on SEC IAPD