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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-17 |
| AZ | RA | APPROVED | 2020-11-17 |
| TX | RA | APPROVED | 2020-09-28 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
610 W. 5Th Street Suite 610, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Investment Management Co | Dallas | TX | 01/2013 | 09/2020 |
| Hightower Advisors Llc | Austin | TX | 09/2020 | Present |
1)FINANCIAL PLANNIN ASSOCIATION OF AUSTIN; NON INVESTMENT RELATED; P.O. BOX 28268, AUSTIN, TX 78755; THE FINANCIAL PLANNING ASSOCIATION (FPA) IS THE MEMBERSHIP ORGANIZATION FOR THE FINANCIAL PLANNING COMMUNITY. ITS MEMBERS ARE DEDICATED TO SUPPORTING THE FINANCIAL PLANNING PROCESS IN ORDER TO HELP PEOPLE ACHIEVE THEIR GOALS AND DREAMS. FPA BELIEVES THAT EVERYONE NEEDS OBJECTIVE ADVICE TO MAKE SMART FINANCIAL DECISIONS AND THAT WHEN SEEKING THE ADVICE OF A FINANCIAL PLANNER, THE PLANNER SHOULD BE A CFP® PROFESSIONAL; PRESIDENT; START DATE: 01/2011; HOURS PER MONTH: 4-5; HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1; DUTIES: RUN CHAPTER MEETINGS AS WELL AS BOARD MEETINGS, INCLUDING ORGANIZATION AND DELEGATION OF DUTIES TO VARIOUS BOARD MEMBERS. 2)JD ABRAMS CHARITABLE FOUNDATION; NON INVESTMENT RELATED; 1101 THE HIGH ROAD, AUSTIN, TX 78746; CHARITABLE; DIRECTOR; START DATE: 02/05/09; HOURS PER MONTH: 2; ATTENDING ANNUAL BOARD MEETING TO DISCUSS STATUS OF DONATIONS TO COLORADO UNIVERSITY AND OTHER CHARITABLE ORGANIZATIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-30 |
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