Clayton Stumler

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-06-03
KY	RA	APPROVED	2025-05-22
TX	RA	APPROVED	2025-05-22

Branch Locations

Erlanger, KY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fifth Third Trading Center, Xavier University	Cincinnati	OH	08/2022	04/2024
Hurstbourne Country Club	Louisville	KY	06/2019	08/2021
Xavier University, Office Of Financial Aid	Cincinnati	OH	08/2020	12/2020
Protiviti Inc.	New York City	NY	06/2023	08/2023
Fidelity Investments	Covington	KY	06/2024	Present
Graeter'S Ice Cream	Louisville	KY	06/2018	09/2019
3Cdc	Cincinnati	OH	08/2022	12/2022
Chick-Fil-A	Cincinnati	OH	01/2021	05/2021
Saint Xavier High School	Louisville	KY	08/2016	08/2020
Cerity Partners (Formerly Argi Financial Group)	Louisville	KY	06/2022	08/2022
Xavier University	Cincinnati	OH	08/2020	05/2024

08/2022 → 04/2024

Fifth Third Trading Center, Xavier University

Cincinnati, OH
06/2019 → 08/2021

Hurstbourne Country Club

Louisville, KY
08/2020 → 12/2020

Xavier University, Office Of Financial Aid

Cincinnati, OH
06/2023 → 08/2023

Protiviti Inc.

New York City, NY
06/2024 → Present

Fidelity Investments

Covington, KY
06/2018 → 09/2019

Graeter'S Ice Cream

Louisville, KY
08/2022 → 12/2022

3Cdc

Cincinnati, OH
01/2021 → 05/2021

Chick-Fil-A

Cincinnati, OH
08/2016 → 08/2020

Saint Xavier High School

Louisville, KY
06/2022 → 08/2022

Cerity Partners (Formerly Argi Financial Group)

Louisville, KY
08/2020 → 05/2024

Xavier University

Cincinnati, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-21
S63	Uniform Securities Agent State Law Examination	2024-09-13