Thomas Sweeney Parker

Employer firm

Thoroughbred Financial Services, LLC CRD 47893

$4.04B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → Present
  Thoroughbred Financial Services, Llc
  Brentwood, TN

Other Businesses

THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 - INVESTMENT RELATED - INSURANCE AGENT - SINCE 2000- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE. High School Connect, Provides Sports Education, not invetment related, partner/ owner, 101 Creekside Crossing, Suite 1700-225, Brentwood, TN 37027, since 2025, estimated 5 hours per month, none of which occur during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-10