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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-12
CA RA APPROVED 2024-08-29
  • TX RA
    APPROVED
    Since 2025-08-12
  • CA RA
    APPROVED
    Since 2024-08-29

Branch Locations

444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States

Playa Del Ray, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co/ Lenox Advisors Los Angeles CA 07/2024 Present
Mml Investors Services, Llc Los Angeles CA 07/2024 Present
Self Employed Playa Del Rey CA 09/2015 07/2024
Nemr - Comedian Playa Del Rey CA 07/2016 10/2017
  • 07/2024 → Present
    Massmutual Life Insurance Co/ Lenox Advisors
    Los Angeles, CA
  • 07/2024 → Present
    Los Angeles, CA
  • 09/2015 → 07/2024
    Self Employed
    Playa Del Rey, CA
  • 07/2016 → 10/2017
    Nemr - Comedian
    Playa Del Rey, CA
Other Businesses

1)NAME: MARIA ABOU NASSAR/LENOX ADVISORS INC, INV REL: Y, ADD: 444 S FLOWER SUITE 4200 LOS ANGELES CA 90071, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/8/2024, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH 2)NAME: MARIA ABOU NASSAR/SUDDENLY MARIA INV REL: N, ADD: AT RESIDENTIAL ADDRESS, NATURE: TAKING PHOTOGRAPHS, POSITION: PHOTOGRAPHER, START DATE: 11/22/2024 NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0, DUTIES: TAKING PHOTOGRAPHS AND EDITING PHOTOGRAPHS THEN DELIVERING THEM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
  • S66 Uniform Combined State Law Examination
    2024-08-26
Other Names
  • Maria Abou Nassar

View on SEC IAPD

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