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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
UT RA APPROVED 2024-12-13
  • TX RA
    APPROVED
    Since 2025-04-04
  • UT RA
    APPROVED
    Since 2024-12-13

Branch Locations

2901 West Blue Grass Blvd Suite 320, Lehi, UT 84048 • United States

Murray, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Lehi UT 09/2023 Present
Mml Investors Services Llc Lehi UT 06/2024 Present
Salt Lake Community College Salt Lake City UT 08/2015 06/2020
Church Of Jesus Christ Of Latter Day Saints Perm 10/2015 11/2016
Western Governors University Salt Lake City UT 06/2020 08/2021
Apollo Health Group Draper UT 07/2019 09/2023
  • 09/2023 → Present
    Massmutual Life Insurance Company
    Lehi, UT
  • 06/2024 → Present
    Lehi, UT
  • 08/2015 → 06/2020
    Salt Lake Community College
    Salt Lake City, UT
  • 10/2015 → 11/2016
    Church Of Jesus Christ Of Latter Day Saints
    Perm
  • 06/2020 → 08/2021
    Western Governors University
    Salt Lake City, UT
  • 07/2019 → 09/2023
    Apollo Health Group
    Draper, UT
Other Businesses

NAME: CADE ROEMMICH, INV REL: Y, ADD: 2901 WEST BLUE GRASS BLVD, SUITE 320, LEHI, UT 84043 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 6/1/2024, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
  • S66 Uniform Combined State Law Examination
    2024-12-04

View on SEC IAPD

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