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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-17
RI RA APPROVED 2025-06-16
  • TX RA
    APPROVED
    Since 2025-07-17
  • RI RA
    APPROVED
    Since 2025-06-16

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Lincoln RI 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2025 Present
The Fogarty Center Barrington RI 01/2024 Present
Bella Luna Llc North Providence RI 04/2023 07/2024
Top Golf Cranston RI 08/2023 12/2023
Tavern In The Square Cranston RI 07/2023 08/2023
Tumblesalts Cafe North Providence RI 06/2023 06/2023
Garden City Eyecare Cranston RI 10/2021 06/2023
D'OLiviera And Associates Warwick RI 07/2021 10/2021
Brewed Awakenings Cranston RI 07/2019 06/2020
Cvs Health Warwick RI 06/2018 06/2019
Planet Fitness Cranston RI 01/2019 05/2019
Trademark Transportation Pawtucket RI 08/2020 01/2021
Unemployed Cranston RI 01/2021 03/2021
Change Healthcare Cranston RI 03/2021 06/2021
Rite Aide Cranston RI 01/2017 05/2018
Subway Cranston RI 12/2016 12/2017
Cranston High School East Cranston RI 09/2014 06/2018
  • 05/2026 → Present
    Bank Of America, N.A.
    Lincoln, RI
  • 01/2025 → Present
    Lincoln, RI
  • 01/2024 → Present
    The Fogarty Center
    Barrington, RI
  • 04/2023 → 07/2024
    Bella Luna Llc
    North Providence, RI
  • 08/2023 → 12/2023
    Top Golf
    Cranston, RI
  • 07/2023 → 08/2023
    Tavern In The Square
    Cranston, RI
  • 06/2023 → 06/2023
    Tumblesalts Cafe
    North Providence, RI
  • 10/2021 → 06/2023
    Garden City Eyecare
    Cranston, RI
  • 07/2021 → 10/2021
    D'OLiviera And Associates
    Warwick, RI
  • 07/2019 → 06/2020
    Brewed Awakenings
    Cranston, RI
  • 06/2018 → 06/2019
    Cvs Health
    Warwick, RI
  • 01/2019 → 05/2019
    Planet Fitness
    Cranston, RI
  • 08/2020 → 01/2021
    Trademark Transportation
    Pawtucket, RI
  • 01/2021 → 03/2021
    Unemployed
    Cranston, RI
  • 03/2021 → 06/2021
    Change Healthcare
    Cranston, RI
  • 01/2017 → 05/2018
    Rite Aide
    Cranston, RI
  • 12/2016 → 12/2017
    Subway
    Cranston, RI
  • 09/2014 → 06/2018
    Cranston High School East
    Cranston, RI
Other Businesses

I*2177263, Entity Type Entity Charitable, Name of OBA: Fogarty Center Address: Barrington Rhode Island02806 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/27/2024 No Hours: 21 weekly No Hours during trading: 0 Duties: Home care I*3706278 Entity Type: For Profit Name of OBA: Bella Luna Address: North Providence, Rhode Island, 2911Investment Related: No Position, Title, Association: Employee Employee Start Date: 02/07/2026Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: Working in a per diem basis, 5-20 hours a month. Currently saving for a home and need as much income as possible to save for the down payment expected responsibilities include serving, bartending and meal prep

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-16
  • S66 Uniform Combined State Law Examination
    2025-06-16

View on SEC IAPD

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