D. Major Roman

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-08-14
TX	RA	APPROVED	2024-11-06
MD	RA	APPROVED	2024-09-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bethesda	MD	06/2024	Present
Mxi Environmental Services	New London	CT	04/2024	05/2024
42 Macro, Llc	New London	CT	03/2024	05/2024
Unemployed	New London	CT	01/2023	02/2024
Mxi Environmental Services	New London	CT	07/2022	12/2022
Wagner College: Nicolais School Of Business	Staten Island	NY	01/2022	06/2022
Yale University	New Haven	CT	08/2017	12/2021
New London High School	New London	CT	06/2014	06/2017
Conning Asset Management	Hartford	CT	05/2021	08/2021
Yale University	New Haven	CT	06/2018	08/2018
Bank Of America, N.A.	Bethesda	MD	08/2024	Present

06/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD
04/2024 → 05/2024

Mxi Environmental Services

New London, CT
03/2024 → 05/2024

42 Macro, Llc

New London, CT
01/2023 → 02/2024

Unemployed

New London, CT
07/2022 → 12/2022

Mxi Environmental Services

New London, CT
01/2022 → 06/2022

Wagner College: Nicolais School Of Business

Staten Island, NY
08/2017 → 12/2021

Yale University

New Haven, CT
06/2014 → 06/2017

New London High School

New London, CT
05/2021 → 08/2021

Conning Asset Management

Hartford, CT
06/2018 → 08/2018

Yale University

New Haven, CT
08/2024 → Present

Bank Of America, N.A.

Bethesda, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-27

Other Firms