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Shweta Bhan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverview, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
FL RA APPROVED 2025-12-02
  • TX RA
    APPROVED
    Since 2026-01-06
  • FL RA
    APPROVED
    Since 2025-12-02

Branch Locations

13180 Us Highway 301 S, Riverview, FL 33578 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 02/2020 Present
Us Bank N.A Sacramento CA 12/2014 06/2019
Unemployed Sacramento CA 07/2019 01/2020
Bank Of America, N.A. Lakeland FL 10/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
S63 Uniform Securities Agent State Law Examination 2025-07-28
  • S66 Uniform Combined State Law Examination
    2025-12-01
  • S63 Uniform Securities Agent State Law Examination
    2025-07-28

View on SEC IAPD

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