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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
CA RA APPROVED 2025-04-14
  • TX RA
    APPROVED
    Since 2025-04-29
  • CA RA
    APPROVED
    Since 2025-04-14

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chandler AZ 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2021 Present
Uber Los Angeles CA 04/2018 03/2021
Lyft Los Angeles CA 04/2018 03/2021
Nationwide Brea CA 10/2017 04/2018
Bank Of America Pasadena CA 03/2016 10/2017
Red Robin Glendale CA 11/2009 11/2017
  • 05/2026 → Present
    Bank Of America, N.A.
    Chandler, AZ
  • 03/2021 → Present
    Chandler, AZ
  • 04/2018 → 03/2021
    Uber
    Los Angeles, CA
  • 04/2018 → 03/2021
    Lyft
    Los Angeles, CA
  • 10/2017 → 04/2018
    Nationwide
    Brea, CA
  • 03/2016 → 10/2017
    Bank Of America
    Pasadena, CA
  • 11/2009 → 11/2017
    Red Robin
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-08
  • S66 Uniform Combined State Law Examination
    2025-04-08
Other Names
  • Ahndres Nazul Vargas

View on SEC IAPD

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