David Lee Hein

Employer firm

Envestnet Pmc CRD 111694

$615B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Envestnet Asset Management
  Chicago, IL
• 04/2016 → 12/2019
  Portfolio Brokerage Services
  Chicago, IL

Previous Registrations

• 2011-04-01 → 2014-04-10
  Raymond James & Associates, Inc.
  Chicago, IL
  St. Petersburg, FL
  Chicago, IL
• 2008-12-11 → 2011-12-31
  Howe Barnes Capital Management, Inc.
  Chicago, IL
• 2003-05-22 → 2005-03-02
  Securities America Advisors, Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2003-02-21

Other Names

• Dave Hein
• David Hein