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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-27
TX RA APPROVED 2024-09-27
NJ RA APPROVED 2024-09-24
  • PA RA
    APPROVED
    Since 2024-09-27
  • TX RA
    APPROVED
    Since 2024-09-27
  • NJ RA
    APPROVED
    Since 2024-09-24

Branch Locations

1500 American Blvd, Pennington, NJ 08534 • United States

9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2024 Present
Freedom Mortgage Conshohocken PA 01/2024 06/2024
Professional Water Services Tullytown PA 03/2023 01/2024
Advisors Mortgage Group Bristol PA 08/2022 03/2023
Freedom Mortgage Conshohocken PA 03/2020 08/2022
Reedman Toll Auto World Langhorne PA 02/2019 03/2020
Reedman Toll Auto World Langhorne PA 09/2016 02/2019
Buffalo Wild Wings Langhorne PA 08/2014 09/2016
Bucks County Community College Newtown PA 01/2013 12/2016
Bank Of America, N.A. Pennington NJ 07/2024 Present
  • 06/2024 → Present
    Pennington, NJ
  • 01/2024 → 06/2024
    Freedom Mortgage
    Conshohocken, PA
  • 03/2023 → 01/2024
    Professional Water Services
    Tullytown, PA
  • 08/2022 → 03/2023
    Advisors Mortgage Group
    Bristol, PA
  • 03/2020 → 08/2022
    Freedom Mortgage
    Conshohocken, PA
  • 02/2019 → 03/2020
    Reedman Toll Auto World
    Langhorne, PA
  • 09/2016 → 02/2019
    Reedman Toll Auto World
    Langhorne, PA
  • 08/2014 → 09/2016
    Buffalo Wild Wings
    Langhorne, PA
  • 01/2013 → 12/2016
    Bucks County Community College
    Newtown, PA
  • 07/2024 → Present
    Bank Of America, N.A.
    Pennington, NJ
Other Businesses

I*1907260, Name of the other business: WAC Entertainment, LLC Whether the business is investment-related: Not investment related Address of the other business: Bristol, PA 19007 Nature of the other business: Music and Entertainment business Your position: Part Owner Title, or relationship with the other business: Owner (part owner) Start date of your relationship09/05/2018 (8/31/18 is when it was reg. with the state) Approximate number of hours/month you devote to the other business0 hours devoted to business currently. Number of hours you devote to the other business during securities trading hours0 hours. LLC is an idle entity. Briefly describe your duties relating to the other business: Part owner, used to collect revenue if revenue is earned for Music or entertainment. Currently no plans or events in place to utilize LLC in the near future. LLC is active "if needed" essentially.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-23
  • S66 Uniform Combined State Law Examination
    2024-09-23

View on SEC IAPD

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