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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-27 |
| TX | RA | APPROVED | 2024-09-27 |
| NJ | RA | APPROVED | 2024-09-24 |
Branch Locations
1500 American Blvd, Pennington, NJ 08534 • United States
9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2024 | Present |
| Freedom Mortgage | Conshohocken | PA | 01/2024 | 06/2024 |
| Professional Water Services | Tullytown | PA | 03/2023 | 01/2024 |
| Advisors Mortgage Group | Bristol | PA | 08/2022 | 03/2023 |
| Freedom Mortgage | Conshohocken | PA | 03/2020 | 08/2022 |
| Reedman Toll Auto World | Langhorne | PA | 02/2019 | 03/2020 |
| Reedman Toll Auto World | Langhorne | PA | 09/2016 | 02/2019 |
| Buffalo Wild Wings | Langhorne | PA | 08/2014 | 09/2016 |
| Bucks County Community College | Newtown | PA | 01/2013 | 12/2016 |
| Bank Of America, N.A. | Pennington | NJ | 07/2024 | Present |
I*1907260, Name of the other business: WAC Entertainment, LLC Whether the business is investment-related: Not investment related Address of the other business: Bristol, PA 19007 Nature of the other business: Music and Entertainment business Your position: Part Owner Title, or relationship with the other business: Owner (part owner) Start date of your relationship09/05/2018 (8/31/18 is when it was reg. with the state) Approximate number of hours/month you devote to the other business0 hours devoted to business currently. Number of hours you devote to the other business during securities trading hours0 hours. LLC is an idle entity. Briefly describe your duties relating to the other business: Part owner, used to collect revenue if revenue is earned for Music or entertainment. Currently no plans or events in place to utilize LLC in the near future. LLC is active "if needed" essentially.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-23 |
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