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Francis Raymond Fredrick

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-16
RI RA APPROVED 2026-01-15
  • TX RA
    APPROVED
    Since 2026-01-16
  • RI RA
    APPROVED
    Since 2026-01-15

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 06/2024 Present
Dave's Fresh Marketplace East Greenwich RI 05/2013 06/2024
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-15
  • S66 Uniform Combined State Law Examination
    2026-01-15
Other Names
  • Francis R Fredrick

View on SEC IAPD

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