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Axel Calderon Garza

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Haven, FL

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-14
  • FL RA
    APPROVED
    Since 2026-05-14

Branch Locations

510 W Central Ave, Winter Haven, FL 33880 • United States

100 N Westshore Blvd, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 09/2020 Present
Amazon Ruskin FL 05/2020 09/2020
Publix Sun City FL 05/2018 07/2020
Marcos Pizza Gibsonton FL 05/2017 05/2018
East Bay High School Gibsonton FL 09/2015 05/2019
University Of South Florida Tampa FL 08/2021 05/2024
Hillsborough Community College Ruskin FL 08/2019 12/2020
All Directions Media Riverview FL 08/2015 06/2017
  • 09/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tampa, FL
  • 05/2020 → 09/2020
    Amazon
    Ruskin, FL
  • 05/2018 → 07/2020
    Publix
    Sun City, FL
  • 05/2017 → 05/2018
    Marcos Pizza
    Gibsonton, FL
  • 09/2015 → 05/2019
    East Bay High School
    Gibsonton, FL
  • 08/2021 → 05/2024
    University Of South Florida
    Tampa, FL
  • 08/2019 → 12/2020
    Hillsborough Community College
    Ruskin, FL
  • 08/2015 → 06/2017
    All Directions Media
    Riverview, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-13
S63 Uniform Securities Agent State Law Examination 2025-06-04
  • S66 Uniform Combined State Law Examination
    2026-05-13
  • S63 Uniform Securities Agent State Law Examination
    2025-06-04

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL
COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL
PFS INVESTMENTS INC. · WINTER HAVEN, FL
FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL

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