Jonathan Travis Smith

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-07
CA	RA	APPROVED	2024-11-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Laguna Hills	CA	07/2022	Present
Unemployed	Laguna Niguel	CA	02/2022	07/2022
Abilities Unlimited	Lake Forest	CA	08/2021	06/2022
Unemployment	Laguna Niguel	CA	06/2021	08/2021
Cooper Life	Newport Beach	CA	01/2016	06/2021
Saddleback College	Mission Viejo	CA	01/2009	01/2020
Bank Of America, N.A.	Laguna Hills	CA	07/2024	Present

07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Laguna Hills, CA
02/2022 → 07/2022

Unemployed

Laguna Niguel, CA
08/2021 → 06/2022

Abilities Unlimited

Lake Forest, CA
06/2021 → 08/2021

Unemployment

Laguna Niguel, CA
01/2016 → 06/2021

Cooper Life

Newport Beach, CA
01/2009 → 01/2020

Saddleback College

Mission Viejo, CA
07/2024 → Present

Bank Of America, N.A.

Laguna Hills, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-01