Conor Kennedy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-28
RI	RA	APPROVED	2024-10-12

TX RA
APPROVED

Since 2024-10-28
RI RA
APPROVED

Since 2024-10-12

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	06/2024	Present
Kennedy Incorporated	North Kingstown	RI	07/2023	05/2024
Castle Hill	Newport	RI	09/2022	07/2023
Académie De Besancon	Dole		09/2021	08/2022
Trattoria Simpatico	Jamestown	RI	05/2021	09/2021
Boston College	Chestnut Hill	MA	03/2020	05/2021
High School/College	North Kingstown	RI	01/2014	05/2021
Bank Of America, N.A.	Lincoln	RI	12/2025	Present

06/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
07/2023 → 05/2024

Kennedy Incorporated

North Kingstown, RI
09/2022 → 07/2023

Castle Hill

Newport, RI
09/2021 → 08/2022

Académie De Besancon

Dole
05/2021 → 09/2021

Trattoria Simpatico

Jamestown, RI
03/2020 → 05/2021

Boston College

Chestnut Hill, MA
01/2014 → 05/2021

High School/College

North Kingstown, RI
12/2025 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

I*: 2175424Entity Type: For ProfitName of OBA: Freelance MusicianAddress: Providence, RI 02903Investment Related: NoPosition, Title, Association: Director Employee Start Date: 1/12/2025Number of Hours: 3 hrs annuallyNumber of Hours during trading: 0Duties: Freelance jazz musician for hire I*2671285, Entity Type: Entity Charitable, Name of OBA: Encyclopedia Prismatica, Address: Providence, Rhode Island, 02903, Investment Related: N, Position, Title, Association: Director, Employee State Date: 08/15/2025, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: Co-editor and director, Setting up a non-profit literary journal with print and digital editions

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-11

S66 Uniform Combined State Law Examination

2024-10-11

View on SEC IAPD