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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-28
RI RA APPROVED 2024-10-12
  • TX RA
    APPROVED
    Since 2024-10-28
  • RI RA
    APPROVED
    Since 2024-10-12

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 06/2024 Present
Kennedy Incorporated North Kingstown RI 07/2023 05/2024
Castle Hill Newport RI 09/2022 07/2023
Académie De Besancon Dole 09/2021 08/2022
Trattoria Simpatico Jamestown RI 05/2021 09/2021
Boston College Chestnut Hill MA 03/2020 05/2021
High School/College North Kingstown RI 01/2014 05/2021
Bank Of America, N.A. Lincoln RI 12/2025 Present
  • 06/2024 → Present
    Lincoln, RI
  • 07/2023 → 05/2024
    Kennedy Incorporated
    North Kingstown, RI
  • 09/2022 → 07/2023
    Castle Hill
    Newport, RI
  • 09/2021 → 08/2022
    Académie De Besancon
    Dole
  • 05/2021 → 09/2021
    Trattoria Simpatico
    Jamestown, RI
  • 03/2020 → 05/2021
    Boston College
    Chestnut Hill, MA
  • 01/2014 → 05/2021
    High School/College
    North Kingstown, RI
  • 12/2025 → Present
    Bank Of America, N.A.
    Lincoln, RI
Other Businesses

I*: 2175424Entity Type: For ProfitName of OBA: Freelance MusicianAddress: Providence, RI 02903Investment Related: NoPosition, Title, Association: Director Employee Start Date: 1/12/2025Number of Hours: 3 hrs annuallyNumber of Hours during trading: 0Duties: Freelance jazz musician for hire I*2671285, Entity Type: Entity Charitable, Name of OBA: Encyclopedia Prismatica, Address: Providence, Rhode Island, 02903, Investment Related: N, Position, Title, Association: Director, Employee State Date: 08/15/2025, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: Co-editor and director, Setting up a non-profit literary journal with print and digital editions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
  • S66 Uniform Combined State Law Examination
    2024-10-11

View on SEC IAPD

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