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Randy Cai

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-27
TX RA APPROVED 2024-09-27
NJ RA APPROVED 2024-09-24
  • PA RA
    APPROVED
    Since 2024-09-27
  • TX RA
    APPROVED
    Since 2024-09-27
  • NJ RA
    APPROVED
    Since 2024-09-24

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2024 Present
Quartile Philadelphia PA 05/2023 05/2024
Wawa Philadelphia PA 09/2020 05/2023
Temple University Philadelphia PA 08/2016 05/2021
Bank Of America, N.A. Pennington NJ 07/2024 Present
  • 06/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 05/2023 → 05/2024
    Quartile
    Philadelphia, PA
  • 09/2020 → 05/2023
    Wawa
    Philadelphia, PA
  • 08/2016 → 05/2021
    Temple University
    Philadelphia, PA
  • 07/2024 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-23
  • S66 Uniform Combined State Law Examination
    2024-09-23

View on SEC IAPD

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