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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-29
  • CA RA
    APPROVED
    Since 2024-07-29

Branch Locations

Victoria • Canada

Suite #103 - 193 West 2Nd Avenue, Qualicum Beach V9K2N5 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James (Usa) Ltd. Vancouver 07/2024 Present
Raymond James Ltd. Canada 03/2022 Present
Worldsource Financial Management Inc. Markham 07/2018 03/2022
Coast Capital Wealth Management Ltd. Victoria 09/2018 03/2022
Coast Capital Savings Credit Union Victoria 07/2018 09/2018
Cibc Toronto 04/2016 07/2018
  • 07/2024 → Present
    Vancouver
  • 03/2022 → Present
    Raymond James Ltd.
    Canada
  • 07/2018 → 03/2022
    Worldsource Financial Management Inc.
    Markham
  • 09/2018 → 03/2022
    Coast Capital Wealth Management Ltd.
    Victoria
  • 07/2018 → 09/2018
    Coast Capital Savings Credit Union
    Victoria
  • 04/2016 → 07/2018
    Cibc
    Toronto
Other Businesses

1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. JOANNE KABAN IS LOCATED AT SUITE - 103, 193 WEST 2ND AVENUE, QUALLICUM BEACH, BRITISH COLUMBIA, V9K2N5 AND HAS BEEN EMPLOYED SINCE MARCH 28, 2022. She IS A FULL TIME AGENT AND HISTITLE WITH RJL IS "FINANCIAL PLANNER". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES. 2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. JOANNE KABAN IS LOCATED AT SUIT - 103, 193 WEST 2ND AVENUE, QUALLICUM BEACH, BRITISH COLUMBIA, V9K2N5 AND HAS BEEN LICENSED WITH RJFP SINCE JULY 20, 2023. SHE IS A FULL-TIME EMPLOYEE/AGENT. SHE DEVOTES 20 HOURS A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING 3) Kaban Family Holdings Ltd. Not an investment related business 1710B Fernwood Road, Victoria, BC Holding company Owner, Director, Officer March 5, 2026 4 Hours per month Owner, Director, Officer: holding company - holds certain family investments and is used to organize, track and manage expenses related to assets and financial planning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-11
  • S65 Uniform Investment Adviser Law Examination
    2024-06-11
Other Names
  • Joanne Kathleen Dumont

View on SEC IAPD

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