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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
FL RA APPROVED 2024-06-27
NC RA APPROVED 2024-06-25
  • TX RA
    APPROVED
    Since 2025-04-15
  • FL RA
    APPROVED
    Since 2024-06-27
  • NC RA
    APPROVED
    Since 2024-06-25

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 06/2024 Present
Chuck's Fish Llc Athens GA 09/2022 04/2024
Pelican Exterior Washing Llc Charleston SC 06/2021 08/2021
Jimbos Athens GA 01/2021 05/2021
Tate Meatworks Inc. Spartanburg SC 04/2020 08/2020
Country Club Of Spartanburg Spartanburg SC 02/2016 10/2019
University Of Georgia Athens GA 08/2020 05/2024
Spartanburg High School Spartanburg SC 08/2016 06/2020
Trinity Wealth Securities, Llc Charlotte NC 12/2024 Present
  • 06/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 09/2022 → 04/2024
    Chuck's Fish Llc
    Athens, GA
  • 06/2021 → 08/2021
    Pelican Exterior Washing Llc
    Charleston, SC
  • 01/2021 → 05/2021
    Jimbos
    Athens, GA
  • 04/2020 → 08/2020
    Tate Meatworks Inc.
    Spartanburg, SC
  • 02/2016 → 10/2019
    Country Club Of Spartanburg
    Spartanburg, SC
  • 08/2020 → 05/2024
    University Of Georgia
    Athens, GA
  • 08/2016 → 06/2020
    Spartanburg High School
    Spartanburg, SC
  • 12/2024 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Charlotte, North Carolina 28203. Nature of Business: RIA. Position: Financial Consultant. Start Date: 06/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Charlotte, North Carolina 28203. Nature of Business: Fixed Insurance Sales. 06/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. Charlotte, North Carolina 28203. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 12/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-11
S65 Uniform Investment Adviser Law Examination 2024-05-16
  • S63 Uniform Securities Agent State Law Examination
    2024-12-11
  • S65 Uniform Investment Adviser Law Examination
    2024-05-16
Other Names
  • Will Brooks
  • William Brooks

View on SEC IAPD

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