Caleb James Smith

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2024 → Present
  Fisher Investments
  Plano, TX
• 05/2023 → 03/2024
  Fortinet
  Frisco, TX
• 01/2022 → 04/2023
  Blind Salamander
  San Marcos, TX
• 01/2021 → 01/2022
  Green Parrot
  San Marcos, TX
• 09/2017 → 08/2019
  Texas Treeventures
  The Woodlands, TX
• 05/2016 → 09/2017
  The Woodlands Township
  The Woodlands, TX
• 08/2019 → 01/2021
  Unemployed
  San Marcos, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-12

Other Names

• Caleb Smith