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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-04-20
OK RA APPROVED 2026-04-14
TX RA APPROVED 2026-04-14
CA RA APPROVED 2026-04-09
  • DC RA
    APPROVED
    Since 2026-04-20
  • OK RA
    APPROVED
    Since 2026-04-14
  • TX RA
    APPROVED
    Since 2026-04-14
  • CA RA
    APPROVED
    Since 2026-04-09

Branch Locations

Moorpark, CA • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Entertainment Partners (Production Title: Bones) Los Angeles CA 06/2014 02/2017
Unemployed Los Angeles CA 03/2017 10/2017
Entertainment Partners (Production Title: Swipe Right) Los Angeles CA 11/2017 02/2018
Unemployed Los Angeles CA 03/2018 07/2018
Cast And Crew Llc (Production Title: Malibu Rescue) Los Angeles CA 08/2018 12/2018
Unemployed Los Angeles CA 01/2018 03/2019
Entertainment Partners (Production Title: L Word: Generation Q) Los Angeles CA 04/2019 12/2019
Entertainment Partners (Production Title: Grace And Frankie) Los Angeles CA 01/2020 03/2020
Laid Off / Unemployed / Covid Shutdown Los Angeles CA 03/2020 08/2020
Cast And Crew Llc (Production Title: Side Hustle) Los Angeles CA 08/2020 02/2022
Entertainment Partners (Production Title: Icarly) Los Angeles CA 01/2021 04/2021
Entertainment Partners (Production Title: Mythic Quest) Los Angeles CA 02/2022 06/2022
Unemployed Los Angeles CA 06/2022 08/2022
Cast And Crew Llc (Production Title: Danger Force) Los Angeles CA 08/2022 02/2023
Entertainment Partners (Production Title: Erin & Aaron) Los Angeles CA 11/2022 05/2023
Unemployed Los Angeles CA 06/2023 06/2024
New Life Insurance Company Glendale CA 06/2024 10/2025
Nylife Securities Llc Glendale CA 03/2025 10/2025
Thrivent Investment Management Inc. Minneapolis MN 01/2026 Present
Thrivent Financial Appleton WI 01/2026 Present
Unemployed Moorpark CA 11/2025 12/2025
  • 06/2014 → 02/2017
    Entertainment Partners (Production Title: Bones)
    Los Angeles, CA
  • 03/2017 → 10/2017
    Unemployed
    Los Angeles, CA
  • 11/2017 → 02/2018
    Entertainment Partners (Production Title: Swipe Right)
    Los Angeles, CA
  • 03/2018 → 07/2018
    Unemployed
    Los Angeles, CA
  • 08/2018 → 12/2018
    Cast And Crew Llc (Production Title: Malibu Rescue)
    Los Angeles, CA
  • 01/2018 → 03/2019
    Unemployed
    Los Angeles, CA
  • 04/2019 → 12/2019
    Entertainment Partners (Production Title: L Word: Generation Q)
    Los Angeles, CA
  • 01/2020 → 03/2020
    Entertainment Partners (Production Title: Grace And Frankie)
    Los Angeles, CA
  • 03/2020 → 08/2020
    Laid Off / Unemployed / Covid Shutdown
    Los Angeles, CA
  • 08/2020 → 02/2022
    Cast And Crew Llc (Production Title: Side Hustle)
    Los Angeles, CA
  • 01/2021 → 04/2021
    Entertainment Partners (Production Title: Icarly)
    Los Angeles, CA
  • 02/2022 → 06/2022
    Entertainment Partners (Production Title: Mythic Quest)
    Los Angeles, CA
  • 06/2022 → 08/2022
    Unemployed
    Los Angeles, CA
  • 08/2022 → 02/2023
    Cast And Crew Llc (Production Title: Danger Force)
    Los Angeles, CA
  • 11/2022 → 05/2023
    Entertainment Partners (Production Title: Erin & Aaron)
    Los Angeles, CA
  • 06/2023 → 06/2024
    Unemployed
    Los Angeles, CA
  • 06/2024 → 10/2025
    New Life Insurance Company
    Glendale, CA
  • 03/2025 → 10/2025
    Nylife Securities Llc
    Glendale, CA
  • 01/2026 → Present
    Minneapolis, MN
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
  • 11/2025 → 12/2025
    Unemployed
    Moorpark, CA
Other Businesses

BNI VENTURA COUNTY (BUSINESS NETWORKING INTERNATIONAL) POSITION: Chapter President NATURE: Membership based business networking and referral organization. I currently serve as the President for a local chapter in Thousand Oaks/Westlake Village, CA. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2025 ADDRESS: 1701 Solar Dr, Suite 261, Oxnard CA 93030, United States DESCRIPTION: As a Chapter President, I serve as the primary leader and facilitator of the chapter. Responsibilities include: preside over bi-weekly meetings, uphold policies and standards, work with team leadership to support chapter performance, encourage member engagement and participation, address conflicts and attendance issues, help the chapter grow through member retention and recruiting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-08
S63 Uniform Securities Agent State Law Examination 2025-07-07
  • S66 Uniform Combined State Law Examination
    2026-04-08
  • S63 Uniform Securities Agent State Law Examination
    2025-07-07
Other Names
  • Mark Hixenbaugh

View on SEC IAPD

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