Susan Pounds Chandler

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-09
KY	RA	APPROVED	2024-10-28
FL	RA	APPROVED	2010-03-26

TX RA
APPROVED_RES

Since 2026-02-09
KY RA
APPROVED

Since 2024-10-28
FL RA
APPROVED

Since 2010-03-26

Branch Locations

4221 West Boy Scout Blvd. Ste 750, Tampa, FL 33607 • United States

Lakeland, FL • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Tampa	FL	03/2010	Present

03/2010 → Present

Oppenheimer & Co. Inc.

Tampa, FL

Previous Registrations

2009-06-01 → 2010-04-09

Morgan Stanley

Lakeland, FL
1999-06-30 → 2009-06-01

Citigroup Global Markets Inc.

Lakeland, FL

Lakeland, FL

Other Businesses

I HAVE A REVOCABLE LIVING TRUST - D29-0036914 @ OPPENHEIMER & CO. INC., SUSAN P. CHANDLER ROVOCABLE LIVING TRUST TTE SUSAN CHANDLER, 4221 W. BOY SCOUT BLVD., STE 750, TAMPA, FL 33607

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-07-15
S65	Uniform Investment Adviser Law Examination	1999-07-15

S63 Uniform Securities Agent State Law Examination

1999-07-15
S65 Uniform Investment Adviser Law Examination

1999-07-15

Other Names

Susan Lynn Pounds
Susan Pounds Musser

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews