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Caitlin N Babcock

Raymond James & Associates, Inc.

Bellevue, KY

Cincinnati, OH

CRD 7944518

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-10-20
  • KY RA
    APPROVED
    Since 2025-10-20

Branch Locations

Bellevue, KY • United States

201 East Fifth Street Suite 2500, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Cincinnati OH 06/2024 01/2025
Raymond James & Associates, Inc. Cincinnati OH 12/2024 Present
Fisher Investments Plano TX 08/2022 06/2024
Buffalo Wild Wings Newport KY 04/2016 03/2023
Citibank Florence KY 08/2019 06/2021
Victoria's Secret Pink Kenwood OH 11/2018 08/2019
  • 06/2024 → 01/2025
    Raymond James & Associates, Inc.
    Cincinnati, OH
  • 12/2024 → Present
    Raymond James & Associates, Inc.
    Cincinnati, OH
  • 08/2022 → 06/2024
    Fisher Investments
    Plano, TX
  • 04/2016 → 03/2023
    Buffalo Wild Wings
    Newport, KY
  • 08/2019 → 06/2021
    Citibank
    Florence, KY
  • 11/2018 → 08/2019
    Victoria's Secret Pink
    Kenwood, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
  • S66 Uniform Combined State Law Examination
    2025-10-17
Other Names
  • Caitlin Mcvey

View on SEC IAPD

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