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James William Cravotta

Executive Services, LLC

Newport Beach, CA

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Current Employers
Executive Services, Llc

620 Newport Center Drive Suite 1100, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2017-09-11
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2017-09-11

Branch Locations

620 Newport Center Drive Suite 1100, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Executive Services, Llc Irvine CA 06/2016 Present
Securities America, Inc. E. Costa Mesa CA 11/2016 12/2020
  • 06/2016 → Present
    Executive Services, Llc
    Irvine, CA
  • 11/2016 → 12/2020
    Securities America, Inc.
    E. Costa Mesa, CA
Previous Registrations
Other Businesses

**EXECUTIVE SERVICES, LLC POSITION: Insurance Broker NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2019 ADDRESS: 2402 La Mesa Court, Costa Mesa CA 92627, United States DESCRIPTION: Invest retail and retirement funds

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-12
  • S66 Uniform Combined State Law Examination
    1998-11-12
Other Names
  • James W (Jr) Cravotta
  • James William Cravotta

View on SEC IAPD

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