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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Francesca's Collections | Rochester | MN | 08/2019 | 12/2023 |
| Carter's Inc. | Rochester | MN | 06/2020 | 08/2020 |
| Gustavus Adolphus College | St. Peter | MN | 08/2020 | 05/2024 |
| Gustavus Adolphus College | St. Peter | MN | 09/2022 | 05/2023 |
| Gustavus Adolphus College | St. Peter | MN | 09/2023 | 05/2024 |
| Hegland Mainz Financial | Rochester | MN | 06/2022 | 02/2025 |
| Full-Time Education | Rochester | MN | 01/2015 | 06/2020 |
| Guardian Life Insurance Company | Rochester | MN | 02/2025 | Present |
| Park Avenue Securities | Rochester | MN | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-10 |
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