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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Raleigh | NC | 08/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 06/2024 | Present |
| Secu Brokerage Services | Raleigh | NC | 06/2024 | Present |
| Waraji Japanese Restaurant | Raleigh | NC | 09/2015 | 02/2022 |
| North Carolina State University | Raleigh | NC | 08/2019 | 12/2022 |
| Credit Union Investment Services | Raleigh | NC | 09/2024 | Present |
SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 06/2024. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 06/2024 Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition Benjamin Casey Barrett, type of business: Family Business and/or Partnership, Title: Pet Sitter, Duties: Occasionally watching, feeding, walking animals, Start Date: 11/7/2024, Hours p/month: 10 or less,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-15 |
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