Thaddaeus Hay

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-13
UT	RA	APPROVED	2024-08-22
FL	RA	APPROVED	2024-08-21

TX RA
APPROVED

Since 2024-11-13
UT RA
APPROVED

Since 2024-08-22
FL RA
APPROVED

Since 2024-08-21

Branch Locations

Midway, UT • United States

5314 River Run Drive Suite 300, Provo, UT 84604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nozani/Buy Box Experts/Spreetail	Lindon	UT	05/2017	08/2024
Alliance Limited	Provo	UT	09/2016	03/2017
State Farm	Provo	UT	03/2017	05/2017
Missionary Training Center	Provo	UT	06/2016	09/2016
Osaic Wealth, Inc.	Provo	UT	06/2024	Present

05/2017 → 08/2024

Nozani/Buy Box Experts/Spreetail

Lindon, UT
09/2016 → 03/2017

Alliance Limited

Provo, UT
03/2017 → 05/2017

State Farm

Provo, UT
06/2016 → 09/2016

Missionary Training Center

Provo, UT
06/2024 → Present

Osaic Wealth, Inc.

Provo, UT

Other Businesses

1. SOUL PURPOSE FOUNDATION POSITION: President/Co-Founder NATURE: This is a Non-Profit that is run and funded by my wife and I. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 1689 North Dutch Mountain Circle, Midway UT 84049, United States DESCRIPTION: Coordinate community engagement and donations. Manage the book that includes only donations from my wife and I and then our donations. 2. THABBY LLC POSITION: Partner NATURE: It is an LLC- a small consulting firm. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2024 ADDRESS: 1689 North Dutch Mountain Circle, Midway UT 84049, United States DESCRIPTION: Growth and go to market consulting for private businesses. Consulting on sales teams, marketing, advertising, and overall growth strategy. 3. HAY DEVELOPMENT POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1689 North Dutch Mountain Circle, Midway UT 84049, United States DESCRIPTION: Just a holding company for equity in two small businesses and some real estate. The two businesses are Peejamas and Totsbots. 4. PRODUCT TREND POSITION: partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2026 ADDRESS: 1689 N Dutch Mountain Cir, Midway UT 84049, United States DESCRIPTION: Its an ecommerce holding company. I advise the team on their operations. I don't operate day to day but advise the team on reporting, marketing, operations, etc.