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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-28 |
| TX | RA | APPROVED | 2026-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Services | Fort Mill | SC | 07/2024 | 03/2025 |
| Bank Of America | Charlotte | NC | 12/2021 | 07/2024 |
| Self-Employed | Charlotte | NC | 02/2020 | 02/2023 |
| Enterprise Fleet Management | Charlotte | NC | 02/2020 | 05/2021 |
| Enterprise Rent-A-Car | Charlotte | NC | 05/2015 | 02/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 03/2026 | Present |
| Tek Systems | Charlotte | NC | 06/2025 | 02/2026 |
| Self-Employed | Charlotte | NC | 01/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
| Self-Employed | Charlotte | NC | 08/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH LYFT START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVING AND TRANSPORTATION NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: SECURITY POSITION: CONTRACTED WITH VIGILANT PROTECTION FORCE START DATE: 08/2026 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONAL PROTECTION AND SECURITY FOR RESTAURANTS, CLUBS, ETC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-23 |
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