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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-12 |
| AL | RA | APPROVED | 2024-09-26 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
4725 Whitesburg Dr Se, Huntsville, AL 35802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 06/2024 | Present |
| Madison County Schools | Huntsville | AL | 06/2022 | 05/2024 |
| Madison City Schools | Madison | AL | 06/2021 | 05/2022 |
| Madison County Schools | Huntsville | AL | 06/2019 | 05/2021 |
| Huntsville City Schools | Huntsville | AL | 07/2013 | 06/2019 |
| University Of West Alabama | Livingston | AL | 08/2018 | 06/2020 |
| Bank Of America, N.A. | Huntsville | AL | 08/2024 | Present |
I*1962316Entity Type, For ProfitName of OBA: Neighbors Broadcasting CompanyAddress: Huntsville,Alabama,35801Investment Related: noPosition, Title, Association: OtherEmployee Start Date: 08/23/2024No Hours: 3 weeklyNo Hours during trading:0Duties: Acting as the color commentator for Randolph High School games on Friday nights in the fall. Paid $100 per game. Hours of activity will be 6:30 PM to 9:30 PM on Friday nights. Will be limited to only football season. I*: 2175398Entity Type: CharitableName of OBA: Huntsville Quarterback ClubAddress: Huntsville, AL 35204Investment Related: NoPosition, Title, Association: Board member Employee Start Date: 02/12/2025Number of Hours: 3 hrs mthlyNumber of Hours during trading: 1 hr mthlyDuties: Board Member to help with managing the social media page for the Club and helping attract new members I*2653279, Entity Type Not for Profit, Name of OBA: PALS - Huntsville Address: HuntsvilleAlabama35804 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/13/2025No Hours: 1 monthly No Hours during trading: 1 monthly Duties: Help raise awareness about the charities goals.Charity that raises funds for local athletic programs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-25 |
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