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Celeste Marguerite Dearnley

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-10
  • NC RA
    APPROVED
    Since 2025-10-10

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 07/2025 Present
Clemson University Clemson SC 08/2021 05/2025
Fayetteville High School Fayetteville AR 08/2017 05/2021
St.JOseph Catholic School Fayetteville AR 08/2013 08/2017
  • 07/2025 → Present
    Ubs Financial Services Inc
    Charlotte, NC
  • 08/2021 → 05/2025
    Clemson University
    Clemson, SC
  • 08/2017 → 05/2021
    Fayetteville High School
    Fayetteville, AR
  • 08/2013 → 08/2017
    St.JOseph Catholic School
    Fayetteville, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
  • S66 Uniform Combined State Law Examination
    2025-10-10
Other Names
  • Celeste M Dearnley
  • Celeste Dearnley

View on SEC IAPD

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